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  2. Nicholas T. Mazgaj, CFS

Nicholas T. Mazgaj, CFS

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Nicholas T. Mazgaj, CFS
Financial Advisor, Shareholder
Phone: 
(402) 682-3904
E-mail: 
nicholas.mazgaj@rfconline.com

Nick enjoys being able to help clients prepare for their financial future by offering a broad range of financial services, including wealth management services. He feels that one of the best things about Renaissance Financial is the excellent feeling of team support. Instead of clients being represented by one advisor, they are really being backed by an entire team.

Beyond offering his clients a strong team, Nick is able to provide them a wealth of knowledge from his personal experience as a financial advisor. To begin his career, he graduated from the University of Nebraska-Lincoln with a double major in finance and marketing. He then went on to attain his FINRA Series 6, 7, 63 and 65 registrations in addition to a Life, Accident, and Health Insurance Agent license. Nick has also earned the designation of being a Certified Fund Specialist (CFS). His production earned him the Excellence in Performance* Award from Securian Financial Services, Inc. in both 2007 and 2009, and has been a member of the MDRT since 2007. Nick has also qualified for Securian’s Focus Club* in 2006, Foundation Club* in 2007, Pinnacle Club* in 2009, and Senate Club* in 2013 and 2016. At the firm level, Nick was the youngest advisor to achieve the status of being a Platinum Advisor* in 2013, reoccurring ever since. He is a 2014 Five Star Wealth Manager* and has also increased his visibility within the firm by taking on the responsibility of being a Shareholder.

Outside of the office, Nick is very active in the community. Over the last several years, he has been a soccer coach at both the recreational and select level, and continues to help with a variety of clinics. He has served as the auction chair for the American Heart Association’s Heart Ball. He proudly supports Big Brother Big Sisters and has directed the Kick for the Kids soccer event. Nick enjoys staying active by running, golfing, playing and coaching soccer. He grew up in Omaha, Nebraska where he currently resides.

Registered Representative and Investment Advisor Representative, Securian Financial Services, Inc.

* Awards and club membership are based primarily on commissions, premiums, or fees generated from investment and insurance products and other criteria relative to leadership, achievement, and recruiting. Working with this individual or firm is not a guarantee of future financial results. Investors should conduct their own evaluation.

* The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria: 1. Credentialed as an investment advisory representative (IAR) or a registered investment advisor; 2. Actively employed as a credentialed professional in the financial services industry for a minimum of five years; 3. Favorable regulatory and complaint history review*; 4. Fulfilled their firm review based on internal firm standards; 5. Accepting new clients; 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutionalized discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Educational and professional designations. Wealth managers do not pay a fee to be considered or awarded. Once awarded, wealth managers may opt to purchase additional profile ad space or related award promotional products. The award methodology does not evaluate the quality of services provided. The award is not indicative of the award winner’s future performance. 785 wealth managers were considered for the award; 176 (approximately 23% percent of the award candidates) were named Five Star Wealth Managers.

* To qualify as having a favorable regulatory and complaint history for this award, the person cannot have (1) been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine, (2) had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or Five Star Professional’s consumer complaint process, (3) individually contributed to a financial settlement of a customer complaint filed with a regulatory authority, (4) filed for bankruptcy, or (5) been convicted of a felony.

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Securities and Investment Advisory Services offered through Securian Financial Services, Inc., Member FINRA/SIPC.

Renaissance Financial is independently owned and operated, and offers its own suite of products and services entirely independent of Securian.

Certain individuals associated with Renaissance Financial are registered with and offer securities and investment advisory services through Securian Financial Services, Inc. ("Securian"), a registered broker-dealer and investment adviser, member FINRA/SIPC. Individuals registered with Securian are authorized to offer only those securities and investment advisory services that have been specifically approved by Securian. Additional information about individuals registered with FINRA can be found on FINRA’s BrokerCheck. For information about which individuals associated with Renaissance Financial are registered with Securian, as well as information about which securities and investment advisory services such individuals are authorized to offer on Securian’s behalf, please contact Securian at 1-800-820-4205. 1800061 DOFU 07/2017

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